We are seeking an experienced Compliance Project Manager with extensive expertise in broker-dealer services and financial regulatory compliance to join a high-performing team within a leading Hedge Fund in New York City. This is an exciting 12-month contract opportunity for a seasoned professional to lead the development of a Broker Dealer Services framework, enhancing regulatory adherence, operational efficiency, and risk mitigation. The ideal candidate will be a subject matter expert in broker-dealer operations and possess a deep understanding of US and global regulatory frameworks. This role is perfect for a proactive leader with a strong background in hedge funds, broker-dealers, or prime brokerage, who can define policies, build scalable infrastructure, and drive end-to-end compliance initiatives in a fast-paced environment. Responsibilities: Act as a subject matter expert (SME) on broker-dealer regulations, including SEC, FINRA, CFTC, and applicable global frameworks, ensuring robust compliance and risk management. Lead the end-to-end development of the Broker Dealer Services framework, from defining policies and procedures to building scalable infrastructure and ensuring operational excellence. Collaborate with compliance, operations, legal, and technology teams to enhance capabilities in regulatory adherence, operational efficiency, and risk mitigation. Design and implement processes to support broker-dealer activities, ensuring scalability and alignment with organizational goals. Interpret regulatory requirements, assess their impact on operations, and drive strategic solutions to maintain compliance. Manage stakeholder relationships, leading initial discussions, overseeing project delivery, and influencing senior leadership with clear, actionable insights. Support regulatory audits, examinations, and inquiries, ensuring preparedness and alignment with industry standards. Requirements Bachelor’s degree in Finance, Business, Law, or a related field. 10+ years of experience in financial services, with a strong focus on hedge funds, broker-dealers, or prime brokerage. Extensive knowledge of SEC, FINRA, CFTC, and global regulatory frameworks governing broker-dealer activities. Proven experience in defining policies, building compliance infrastructure, and ensuring scalability within a regulatory context. Strong project management skills, with a track record of leading end-to-end initiatives from inception to implementation. Exceptional analytical and problem-solving abilities, with the capacity to design and optimize processes in a complex, fast-paced environment. Excellent communication skills, with the ability to influence senior stakeholders and collaborate effectively across teams. Hands-on experience in regulatory compliance within financial services, ideally with broker-dealer operations. Benefits Corp to Corp rate of $900–$1000 per day. 12-month contract with an immediate start. Fully onsite role requiring 5 days a week in the office. GMASS Inc
...students for successful future careers.NYC Public Schools (NYCPS) is actively recruiting career changers with a background in nursing to teach Nursing in NYCPS CTE classrooms.For more information about teaching CTE in NYC, or to attend an upcoming information session,...
No experience requited, hiring immediately, appy now.Find out what youll become as a Package Handler at UPS. In this fast-paced warehouse job, youll lift, lower and slide packages up to 70 lbs. Youll typically work 3 - 4 hour shifts, approximately 17 - 20 hours per...
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